Concept

Overshoot — where it appears

How far a response travels past its final value before settling, as a fraction of that value, and a direct measure of how lightly damped it is. Measured on a step it must agree with a phase margin computed in the frequency domain, and requiring the two to agree is a check on both.

Named by 16 essays across 7 fields — each of them below, with the objects they name alongside it.

One loop, two measurements of the same margin. The loop gain crosses unity at 5.73 kHz with 34.9° of phase left. The closed-loop step overshoots by 35.2%, which the second-order relation says corresponds to 34.8°. They differ by 0.1°, and the difference is the third pole.

Two measurements of one margin

A phase margin is computed from the loop gain in the frequency domain, without ever looking at a step. An overshoot is measured from the closed-loop step response in the time domain, without ever looking at a Bode plot. Inverting the standard relation on the second returns 34.9° against the first's 34.9°, and the residue is the third pole.

feedback · Margin overshoot
Two poles at ζ = 0.3, recovered from the matrix. The poles are at -477.5 ± j1518 hertz. Their distance from the origin is the natural frequency to six digits; the cosine of their angle from the negative real axis is the damping ratio. The step response beside them follows.

Where the behaviour is written down

Two numbers in the complex plane contain everything a second-order circuit will ever do. Their distance from the origin is the natural frequency, the cosine of their angle is the damping — and the fastest-settling circuit is not the critically damped one, which is the case the textbooks name.

transients · Poles
Group delay across the passband, at order 5. The Bessel filter's delay varies 0.1% below 0.8 of the corner; the Chebyshev's peaks near the band edge and is several times its low-frequency value. Every family here has the same half-power frequency, so this is a difference in behaviour rather than in scaling.

Flat magnitude, unflat delay

A filter that passes every frequency in its band at the right amplitude and the wrong time has not passed the signal. Group delay is the measurement that says so, it is absent from the classical comparison, and it varies by fifty per cent across the passband of the two families everybody uses.

filters · Group delay
How long a second-order step takes to arrive inside ±2%. computed by solving, not by drawing from the residue expansion at 260 damping ratios. The fastest is ζ = 0.780 at 3.60/ω₀; critical damping takes 5.83/ω₀, which is 62% longer. Between ζ = 0.775 and 0.780 the time falls by 33% in one step of the sweep, because which excursion is the last one outside the band changes there — the overshoot at the fastest damping is 1.99%, which is the band itself, and one step to the left it is larger. The faint curves are the other bands, each with its own step in a different place.

The cliff before the fastest settling

Settling time against damping is not a smooth curve with a minimum. It falls by a third in one step of a sweep of five thousandths, and the fastest damping sits on the edge of that step — so a design a hundredth of a damping ratio to the left of the optimum settles forty-eight per cent slower, with a waveform that looks no different.

transients · Damping
The window a 10 µF capacitor leaves. Above 939 mΩ the loop holds 45° of margin; below it the regulator rings and then oscillates. The droop after a 100 mA step is smallest at 817 mΩ — 129 mV — and by 19.9 Ω it is 1.468 V, because at the first instant of a step the capacitor cannot move and the whole step falls across its series resistance. Two requirements, opposite directions, and the useful values are between them.

Two requirements pulling one capacitor

The output capacitor's series resistance is a stability requirement and a transient requirement at once, and they pull it in opposite directions. Below 939 milliohms this loop has less than 45 degrees of margin; above about 850 the droop after a load step starts to grow, because at the first instant of a step the capacitor cannot move and the whole step falls across that resistance. The droop is smallest 10 per cent inside the unstable region, which means the best transient this design can have is one it must not be built with.

applied · Regulator
An inverting unity gain driving 2.2 nF, and the pole that is inside the loop. computed by solving, not by drawing. Two ten-kilohm resistors around a 10 MHz amplifier make a gain of 1.00, and a loop that closes against 2.01 — one plus the ratio, not the ratio. Hanging 2.2 nF on the output leaves the closed-loop gain at a kilohertz unchanged — 0.99998002 against 0.99997988 — and takes the phase margin from 90.0° to 30.1°. The mechanism is at the other end of the amplifier from the summing-junction case and the arithmetic is the same: the load works against the amplifier's own fifty ohms of output resistance, which puts a second pole in the forward path — inside the loop, where the feedback has to live with it — while the gain the loop closes against does not move at all. Forty-five degrees is reached at 905 pF, bisected on the netlist. The capacitance is not part of the signal path and does not appear in any expression for the gain.

The load that gets inside the loop

Hanging a capacitor on an amplifier's output changes nothing a reader can find in any expression for its gain, and takes the phase margin of a unity-gain inverter from ninety degrees to thirty. The mechanism is fifty ohms of output resistance that no data sheet page puts next to the stability page: the load works against it, the pole that results is in the forward path, and forty-five degrees arrives at 905 picofarads — which is a metre of coaxial cable.

feedback · Capacitive load
Three cliffs, not one, and the fastest damping is on the last of them. computed by solving, not by drawing. Settling time against damping for a third-order response — a complex pair at unit natural frequency and a real pole at 3 — with the second-order case behind it. Both are staircases: the settling time is set by the last excursion outside the band, so there is one step for each excursion that stops happening, and there are 3 of them between 0.3 and 0.98. They are at 0.378, 0.522, 0.773, with jumps of 1.24, 1.30, 1.42. The earlier essay found the last and largest of them and did not look below it. The fastest damping is 0.775, sitting on the edge of the last step, and a design a hundredth to the left of it settles 42 per cent slower.

Three cliffs, and where they are

Sweep a second-order step's damping and the settling time falls by a third in one step of a five-thousandth sweep, which is usually called the cliff. There are three of them between 0.3 and 0.98, one for each excursion that stops leaving the band, and adding a third pole moves all three left and makes all three shallower — so the classic 0.78 for fastest two per cent settling is a second-order number, and at a third pole one and a half times the natural frequency the answer is 0.745 and 0.78 is on the wrong side of the step.

transients · Damping
The fastest damping is a surface, and the band is worth 5 times the third pole. computed by solving, not by drawing. Each point is the last settling cliff, bisected — the damping at which the first overshoot's peak lands exactly on the band's edge, which is where the fastest settling is. Across the five bands the optimum moves by 0.231 of damping ratio; across a third pole from 1.5 times the natural frequency out to a second-order response it moves by 0.047. The two axes are worth 5.0 to one, and the expensive one is the specification rather than the parasitic. The classic 0.78 for fastest two per cent settling is the second-order curve's value at ±2%, 0.7797; at ±1% the same response wants 0.8261.

The best damping is not the one to build

The fastest settling damping is the right-hand limit at a discontinuity, so two thousandths below it costs 41 per cent and two thousandths above it costs 0.34 — a ratio of 120 in the penalty for the same error. With ±2 per cent on the damping ratio the nominal that minimises the worst case is 0.7927 rather than the optimum's 0.7734, and it guarantees 4.243/ωₙ against 5.943. The band moves the optimum by 0.231 of damping ratio and the third pole by 0.047, and 0.78 is exact at ±2% and 55 per cent slow at ±1%.

transients · Damping
3 equal lags in a loop closed by an inverting gain k, from k = 0 to 12.8. computed by solving, not by drawing: the closed-loop poles, rooted from the netlist's determinant at 61 gains. At k = 0 the 3 poles coincide at −1/τ; as k rises they leave along 3 straight lines at angles π(2j + 1)/3, each ∛k/τ from the start, to the imaginary axis at k = sec(π/3) to the power 3 = 8.000. A gain of a hundredth moves them 21.5% of their own frequency; a single lag would move 1%.

The root a ring of equal stages takes

Two coincident poles separate as the square root of whatever splits them; three as the cube root; m as the m-th. In a loop of m equal lags closed by a gain k, the m-fold pole leaves along an m-pointed star, each point the m-th root of k from where it started — fitted exponents 1.0000, 0.5000, 0.3333 and 0.2500 over six decades — so a loop gain of a hundredth moves a triple pole 21.5% of its frequency where a single lag would move 1%. The star's nearest points reach the imaginary axis at k = secᵐ(π/m): 8 for three lags, 4 for four, 1.884 for eight, falling towards one. Staggering three lags by a factor of four raises the gain they tolerate from 8 to 26.6, and at the same gain cuts a step's overshoot from 53.9% to 20.6% — or, at the same gain margin, buys nothing.

transients · Poles
A capacitor charged from 5 V through 1 mH, with and without a diode, at a circuit Q of 10. computed by solving, not by drawing, from the netlist's poles. Without a diode the capacitor rings about 5 V and settles there, and the resistance takes 1.00000 of ½CV² — exactly what a resistor alone would take. With an ideal diode in series the current stops at its first zero, 99.5 µs in, and the capacitor is left at 9.272 V, which is V(1 + d) with d = 0.8545 the step's overshoot. That charge cost 0.2699 of ½CV².

The swing a diode keeps

Charging a capacitor through a resistor loses half the energy whatever the resistance, and putting an inductor in the path changes nothing: twenty-four settled charges from 10 µH to 10 mH and Q from 0.3 to 100 lose ½CV² to 1.4 parts in a hundred million. A diode that stops the current at its first zero changes everything. The capacitor keeps the overshoot, V(1 + d), the loss falls to ½CV²(1 − d²), and a charge of duration T costs π²/8 of what a ramp of the same duration costs.

transients · Switching energy
One series resonator of Q = 1, read five ways. computed by solving, not by drawing; every reading from the solved network, none from its formula. The half-power bandwidth, the phase slope at resonance and the energy ratio driven at resonance give 1.0000, 1.0000 and 1.0000 — Q exactly. The ring-down's logarithmic decrement gives 0.8660, and the largest capacitor-voltage magnification 1.1547.

Five readings of one Q

A resonator's Q can be read from its bandwidth, from the slope of its phase, from the energy it stores against the energy it loses, from how fast its ringing dies and from how high its response peaks. On one series resonator at Q = 1 the first three give 1.0000 and the last two 0.8660 and 1.1547. Bandwidth, phase slope and energy are Q exactly at every Q, because they are one equation read three ways; the ring-down reads Q√(1 − 1/4Q²) because a damped cycle is longer than a natural one, and the peak reads the reciprocal because the peak is not at resonance. Each is within 1% of Q only above 3.5.

frequency · Resonance
Three loops with exactly 45° of phase margin, and their step responses. computed by solving, not by drawing; three lags spaced by a ratio r, the amplifier's gain bisected in each for a 45.000° margin, the step from the closed loop's residues. Lags a hundredfold apart need a loop gain of 141 and overshoot 23.6%. Spaced by three they need 4.7 and overshoot 34.5%; coincident, 2.83 and 41.0%. The same margin, and overshoots 1.73 times apart.

One margin, and the gain under it

A phase margin of 45° is quoted as an overshoot of 23 per cent, and on a loop with plenty of gain below its crossover it is: three lags a hundredfold apart, closed at 45°, overshoot 23.6%. Bring the same three lags together and the loop reaches 45° at a loop gain of 2.83 instead of 141, and overshoots 41.0% — the same margin, 1.73 times the ringing. The closed-loop peak follows the overshoot where the margin does not: predicted from the peak the worst error over 27 loops is 3.1 points, from the margin 22.2. The gain margin moves with it, from 37.2 dB to 9.0.

feedback · Margin overshoot
A zero at 1ωₙ moves the fastest-settling damping from 0.782 to 0.873 and the fastest settling from 3.62 to 2.38/ωₙ. computed by solving, not by drawing. The 2% settling time of a second-order step against its damping ratio, with no zero (grey), a zero at 2ωₙ (dashed) and at 1ωₙ (solid), each located by residues on the recovered polynomial and refined by bisection; the step by residues equals the plain step plus (1/b) times its derivative to 2e-16. zero none: fastest at ζ = 0.7825, 3.623/ωₙ; zero 2ωₙ: fastest at ζ = 0.7975, 3.028/ωₙ; zero 1ωₙ: fastest at ζ = 0.8725, 2.376/ωₙ. The zero adds the step's own derivative, which adds overshoot, so more damping is needed to keep the last excursion inside the band — and it speeds the rise, so the best settling is faster than with no zero at all. The cliffs in the curve are still there, moved.

The damping a zero asks for

The fastest-settling damping of 0.78 belongs to a step with no zero in it. Put a zero at the natural frequency and the step becomes the plain one plus its own derivative: the best damping moves to 0.873 and the best settling falls from 3.62/ωₙ to 2.38/ωₙ. A zero five times further out moves nothing, and a zero at three times moves the optimum by only 0.005, yet keeping 0.78 there costs 52 per cent, because the optimum sits on a cliff. A zero in the right half-plane moves the best damping by 0.015 and costs 20 per cent in settling that no damping can buy back.

transients · Damping
A 150 nH ground lead on a ten-to-one probe, at a 50 Ω source: the screen shows 49.4% of overshoot ringing at 121 MHz on an edge that has none. computed by solving, not by drawing, twice. A 1 V step from a 50 Ω source, watched through a ten-to-one probe with 11.5 pF at its tip, its ground returned through 150 nH of lead — about fifteen centimetres — and the scope reading the tip against the lead's end (solid, from residues; dots, a trapezoidal march, peak 1.4942). The same probe with its ground at the circuit's ground (dashed). The node itself steps cleanly. With the lead the tip capacitance and the lead inductance resonate at 1/(2π√(LC)) = 121 MHz, damped only by the source: ζ = (Rs/2)√(C/L) = 0.219, and the display overshoots by 49.4%.

The ring the ground lead adds

Every earlier measurement of a probe returned it to the circuit's ground directly. A real ten-to-one probe returns through fifteen centimetres of clip lead, about 150 nH, and its 11.5 pF tip and that lead are a series resonance at 121 MHz across the node being watched. The only damping it has is the source's own resistance, ζ = (Rs/2)·√(C/L), so the screen shows 49.4% of overshoot on a clean step from 50 Ω, 87.1% from 10 Ω, and none above 228 Ω — the stiffer the node, the worse the picture. Solved by residues and by a march of the netlist, the overshoot follows the second-order law at every source. A spring tip's 5 nH rings at 664 MHz and not at all from 50 Ω; a 150 Ω resistor in series with the tip brings a clip lead under 2% at the price of a 3.65 ns rise.

instruments · Probe loading
Eight stages of damping 0.8 against eight one-pole stages of the same bandwidth: settled within 1% at 18.75τ against 16.00τ, with 2.02% of overshoot. computed by solving, not by drawing: the step of eight identical second-order stages of damping ζ = 0.8, each with its half-power bandwidth at ω = 1, marched (solid), against eight one-pole stages with the same bandwidth from the closed Erlang step (dashed). Within 1% at 18.75τ against 16.00τ, the overshoot being 2.02% and each stage's delay 1.393 against one. At ζ = 1 the march agrees with the Erlang step of order sixteen.

The stage that overshoots a little

A stage with a little overshoot settles sooner than a one-pole stage of the same bandwidth, 3.53 time constants against 4.61 within one per cent, and a chain of them should do better still, since a stage at the right damping adds almost no spread. It does not. The saving is 17 per cent at two stages, 11 at four and 2 at eight, and at sixteen the chain is 5 per cent slower than the one-pole chain, because a stage's extra delay adds as the number of stages and the spread it removes adds only as the root. The best damping stays near 0.83 at every length, just short of letting the overshoot out of the band. In frequency the same stages are five times flatter at their best, at a different damping, and so the two edges of a chain ask for two different stages.

limits · Model edges
Two loops with exactly 45° of margin and the same crossover: with 100% of the extra lag a delay, the step overshoots 28.7%, against 23.3% for two poles. computed by solving, not by drawing: the closed-loop step of a loop K·exp(−sD)/(s(1 + s/p)) with its crossover at one, its phase margin exactly 45°, and 100% of the 45° beyond the integrator supplied by the delay (solid), against the same margin from a lag alone (dashed). Delay 0.785, lag's pole absent. Overshoot 28.7% against 23.3%; settled within 2% at 7.03 against 7.06; gain margin 6.0 dB against no limit. Marched with a history buffer, and at δ = 1 checked against the exact series of the method of steps.

The margin a delay spends

A phase margin can be made of a lag or of a delay, and the number is the same either way. Forty-five degrees from a lag overshoots 23.3 per cent, and forty-five degrees from a delay overshoots 28.7; at sixty degrees the sign reverses, 8.77 against 5.57, and the two cross near 54 degrees. The overshoot is the smaller difference. A two-pole loop's gain margin has no limit at all, and five per cent of its extra lag as delay brings that to 25.5 dB; with all of it delay the gain margin is 90°/(90° − margin), which is 6.0 dB at 45°, and nothing else is in the expression. Across twenty-one such loops the margin alone misses the overshoot by 13.1 points. The closed-loop peak, which already reads the whole band, misses by 1.2.

feedback · Margin overshoot

Named alongside it

The objects these essays reach for when they reach for this one.

Damping ratioResiduesSettling timeDesign tradeoffPhase marginModel rangeNatural frequencyPolesTransient responseBisectionClosed-loop responseGain margin

All concepts